-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IO5+iRX+nfdFWbsiKccNKEUvpUMdJqFHSG2syrguc87THSZkZkOeAcbAaN4eXJR7 Etq93vZXZq1SjIq20TYMVA== 0000818682-99-000004.txt : 19990217 0000818682-99-000004.hdr.sgml : 19990217 ACCESSION NUMBER: 0000818682-99-000004 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HAROLDS STORES INC CENTRAL INDEX KEY: 0000818682 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FAMILY CLOTHING STORES [5651] IRS NUMBER: 731308796 STATE OF INCORPORATION: OK FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-40218 FILM NUMBER: 99542843 BUSINESS ADDRESS: STREET 1: 765 ASP CITY: NORMAN STATE: OK ZIP: 73069 BUSINESS PHONE: 4053294045 MAIL ADDRESS: STREET 1: P O DRAWER 2970 STREET 2: P O DRAWER 2970 CITY: NORMAN STATE: OK ZIP: 73070-2970 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CASEY REBECCA POWELL CENTRAL INDEX KEY: 0000938714 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 731308796 STATE OF INCORPORATION: OK FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 765 ASP AVENUE CITY: NORMAN STATE: OK ZIP: 73069 BUSINESS PHONE: 4053294045 MAIL ADDRESS: STREET 1: 765 ASP CITY: NORMAN STATE: OK ZIP: 73069 SC 13G 1 CUSIP NO. 413353103 Page 5 of 5 Pages SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10) Harold's Stores, Inc. - ------------------------------------------------------------ --------- (Name of Issuer) Common Stock - ------------------------------------------------------------ --------- (Title of Class of Securities) 413353103 - ------------------------------------------------------------ --------- (CUSIP Number) December 31, 1998 - ------------------------------------------------------------ --------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [ X ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on Following Page(s)) 1. NAME OF REPORTING PERSON Rebecca Powell Casey S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (A) [ ] (B) [ ] - ------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------ 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------ 5. SOLE VOTING POWER 761,015 NUMBER OF SHARES ------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER 1,500 OWNED BY EACH -------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER 761,015 PERSON WITH --------------------------------------- 8. SHARED DISPOSITIVE POWER 1,500 - ------------------------------------------------------------ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 762,515 - ------------------------------------------------------------ 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ X ] - ------------------------------------------------------------ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 12.6% - ------------------------------------------------------------- 12. TYPE OF REPORTING PERSON (See Instructions) IN - ------------------------------------------------------------ Item 1 (a) Name of Issuer: ------------------- Harold's Stores, Inc. Item 1 (b) Address of Issuer's Principal Executive Offices: -------------------------------------------------- 765 Asp Norman, Oklahoma 73069 Item 2 (a) Name of Person Filing: ---------------------------- Rebecca Powell Casey Item 2 (b) Address of Principal Business Office or, if non, Residence: --------------------------------------------- 765 Asp Norman, Oklahoma 73069 Item 2 (c) Citizenship: -------------- United States Item 2 (d) Title of Class of Securities: --------------------------------- Common Stock, par value $.01 Item 2 (e) CUSIP Number: -------------------- 413353103 Item 3 If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: -------------------------------- Not Applicable Item 4 Ownership: --------------------------------------------- (a) Amount Beneficially Owned: ----------------------------------- 762,515 shares Included in this amount are 105,123 shares which are held by Ms. Casey as custodian for the benefit of her minor children. Also included are 1,500 shares of Common Stock held jointly by Ms. Casey and Ms. Casey's husband. Not included are 365,932 shares of Common Stock held by Ms. Casey's husband, over which Ms. Casey disclaims beneficial ownership. (b) Percent of Class: -------------------- 12.6% (c) Deemed Voting Power and Disposition Power: -------------------------------------------------- (i) sole power to vote or to direct the vote 761,015 (ii) shared power to vote or to direct the vote 1,500 (iii) sole power to dispose or to direct the disposition of 761,015 (iv) shared power to dispose or to direct the disposition of 1,500 Item 5 Ownership of Five Percent or Less of a Class: --------------------------------------------------- Not Applicable Item 6 Ownership of More than Five Percent on Behalf of Another Person: -------------------------------------------------- Not Applicable Item 7 Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company: -------------------------------------------------- Not Applicable Item 8 Identification and Classification of Members of the Group: -------------------------------------------------- Not Applicable Item 9 Notice of Dissolution of Group: -------------------------------------- Not Applicable Item 10 Certifications: ---------------- Not Applicable After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, compete and correct. Date: February 16, 1999. Signature: /s/ Rebecca Powell Casey Rebecca Powell Casey _______________________________ 1 Included in this amount are 105,123 shares which are held by Ms. Casey as custodian for the benefit of her minor children. Also included are 1,500 shares of Common Stock held jointly by Ms. Casey and Ms. Casey's husband. Not included are 365,932 shares of Common Stock held by Ms. Casey's husband, over which Ms. Casey disclaims beneficial ownership. -----END PRIVACY-ENHANCED MESSAGE-----